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This handbook provides concise yet through guidance for compliance officers, managers, and indeed all those in authorised firms (or those considering becoming authorised). Including coverage of the FSA regime for genral insurance mediationand mortgage business (ICOB and MCOB), the straightforward and user-friendly treatment of financial services compliance matters makes this book the compliance officer's indispensable companion. Product Code: COH To order this publication, please contact
Gerry McCallion on +44
(0)2890 771 25420 or email gerry.mccallion@lexisnexis.co.uk |
Increasing regulatory developments and sanctions are making the
role of those with compliance responsibility ever more challenging,
and financial services firms regularly fall under the FSA's spotlight
for many aspects of their business practice.